图书情报知识 ›› 2024, Vol. 41 ›› Issue (3): 116-129.doi: 10.13366/j.dik.2024.03.116

• 情报、信息与共享 • 上一篇    下一篇

因果推断视角下科研合作多样性和文献新颖性间关系研究

唐旭丽1, 李信2, 易明1   

  1. 1.华中师范大学信息管理学院,武汉,430079;
    2.华中科技大学同济医学院医药卫生管理学院,武汉,430030
  • 出版日期:2024-05-10 发布日期:2024-07-04
  • 通讯作者: 李信(ORCID:0000-0002-8169-6059),博士,讲师,研究方向:科技创新管理,Email:xl60@hust.edu.cn。
  • 作者简介:唐旭丽(ORCID:0000-0002-1656-3014),博士,讲师,研究方向:科学学与科学创新,Email:xltang@ccnu.edu.cn。易明(ORCID:0000-0002-4864-6025),博士,教授,研究方向:信息资源管理与政策研究,Email:yiming0415@ccnu.edu.cn。
  • 基金资助:
    本文系教育部人文社会科学研究青年基金项目“因果推断视角下科研团队多样性和突破性创新文献间关系研究”(22YJC870014)和国家自然科学基金青年科学基金项目 “基于深度语义理解的生物医学论文临床转化分析研究”(72204090)的研究成果之一。

The Causal Effects of the Diversity of Scientific Collaboration on Paper Novelty

TANG Xuli1, LI Xin2, YI Ming1   

  1. 1. School of Information Management, Central China Normal University, Wuhan, China, 430079;
    2. School of Medicine and Health Management, Tongji Medical College, Huazhong University of Science and Technology, Wuhan, 430030
  • Online:2024-05-10 Published:2024-07-04
  • Contact: Correspondence should be addressed to LI Xin, Email:xl60@hust.edu.cn, ORCID:0000-0002-8169-6059
  • Supported by:
    This is an outcome of the project "Research on the Relationship Between the Diversity of Scientific Teams and Breakthrough Papers from the Perspective of Causal Inference"(22YJC870014)supported by Youth Foundation for Humanity and Social Science of Ministry of Education of China and the Youth Project "Analysis of Clinical Translation of Biomedical Papers based on Deep Semantic Understanding"(72204090)supported by National Natural Science Foundation of China.

摘要: [目的/意义]深入理解科研合作多样性和文献新颖性间的因果关系,对指导科技工作者团队建设、促进我国基础性研究的原创性成果重大突破具有重要意义。[研究设计/方法]从人口特征和任务两方面出发,研究合作者团队的性别多样性、学术年龄多样性、机构多样性、学科多样性以及主题多样性对文献新颖性的影响,并以人工智能领域的科技文献为研究对象,综合相关分析、主效应回归和基于广义匹配的因果效应估计三种方法进行实证分析。[结论/发现]在人工智能领域,科研合作在学术年龄、学科和主题维度的多样性与文献新颖性间存在因果效应。通过增加合作者学术年龄(SATT=7.66%)、学科(SATT=5.98%)或主题(SATT=3.3%)分布的差异性程度,可以提高合作文献的新颖性程度,且科研合作主题多样性效应高于学术年龄多样性及学科多样性。[创新/价值]揭示了科研合作多样性和文献新颖性间因果关联,为人工智能和其他交叉领域的科研团队建设或科研项目评审提供参考。

关键词: 文献新颖性, 科研合作多样性, 因果关系, 广义精确匹配, 人工智能

Abstract: [Purpose/Significance] An in-depth understanding of the causal relationship between the diversity of scientific collaboration and paper novelty is of great significance in guiding the formation of research teams and promoting breakthroughs of original research outcomes of basic research in China. [Design/Methodology] The paper examines the impact of five types of collaborative team diversity: gender diversity, academic age diversity, institutional diversity, disciplinary diversity and topic diversity on paper novelty from the perspectives of population characteristics and tasks. Combined with correlation analysis, regression, and a causal inference method based on the Coarsened Exact Matching(CEM), it focuses on scientific and technological literature in the field of Artificial Intelligence for empirical analysis. [Findings/Conclusion] In the field of Artificial Intelligence, there is a causal effect between the diversity of collaborative teams in terms of academic age, disciplines, and topics and the novelty of paper. The academic age diversity, disciplines diversity , and topic diversity will respectively result in a novelty gain of 7.66%, 5.98%, and 3.3% for papers in the field of AI. Overall, topic diversity has a greater impact than academic age diversity, which has a greater impact than disciplinary diversity. [Originality/Value] This article reveals the causal relationship between the diversity of scientific collaboration and paper novelty, providing a reference for scientific research team building or scientific research project evaluation, in the field of artificial intelligence or other cross-cutting fields.

Key words: Paper novelty, Diversity of scientific collaboration, Casual effect, Coarsened Exact Matching, Artificial Intelligence