图书情报知识 ›› 2024, Vol. 41 ›› Issue (2): 67-80.doi: 10.13366/j.dik.2024.02.067

• 图书、文献与交流 • 上一篇    下一篇

从“要素公开”到“开放参与”:开放同行评议策略研究

孙梦婷1,2, 张琳1,2   

  1. 1.武汉大学科教管理与评价中心,武汉,430072;
    2.武汉大学信息管理学院,武汉,430072
  • 出版日期:2024-03-10 发布日期:2024-05-14
  • 通讯作者: 张琳(ORCID:0000-0003-0526-9677),博士,教授,研究方向:科学计量与科教评价、科学学与科技政策,Email:linzhang1117@whu.edu.cn。
  • 作者简介:孙梦婷(ORCID:0000-0001-8977-0172),博士研究生,研究方向:科学计量与科教评价、科学学与科技政策,Email:ida_sun@foxmail.com。
  • 基金资助:
    本文系国家自然科学基金面上项目“科研人员职业生涯的性别差异和影响机理研究:合作、流动与学术表现”(71974150)的研究成果之一。

From “Element Transparency” to “Open Participation”: An Investigation on Open Peer Review Strategies

SUN Mengting1,2, ZHANG Lin1,2   

  1. 1. Center for Science, Technology & Education Assessment(CSTEA), Wuhan University, Wuhan, 430072;
    2. School of Information Management, Wuhan University, Wuhan, 430072
  • Online:2024-03-10 Published:2024-05-14
  • Contact: Correspondence should be addressed to ZHANG Lin, Email:linzhang1117@whu.edu.cn,ORCID:0000-0003-0526-9677
  • Supported by:
    This is an outcome of the project "Gender Differences and Influence Mechanism in Researchers' Career Development: Collaboration, Mobility and Academic Performance"(71974150)supported by National Natural Science Foundation of China.

摘要: [目的/意义]对开放同行评议(Open Peer Review,OPR)策略的全面调查是开展OPR可行性评判、策略选择等的重要依据,有助于把握OPR发展现状,为制定OPR路径提供参考。[研究设计/方法]基于OPR内涵和流程分析,对“开放性”理念进行解构,构建“要素公开”“开放参与”二维度分析框架;基于文献调研和拓展检索,构建覆盖5类实践主体的OPR策略数据集;基于文本标注和统计分析,对OPR策略的要素开放等级分布和模式分布进行探讨。[结论/发现]当前OPR策略呈现多样化、多维度的发展态势,但大多数实践主体仍倾向采取保守的策略,OPR策略应用视不同的资源禀赋、商业和公共属性的权衡而不同。建议从加强政策制定和规范引导、制定呼应主体定位的转型路径、探索多主体协同的合作机制等方面优化OPR实施策略。[创新/价值]构建覆盖多元主体的OPR策略数据集,提出“要素公开”“开放参与”二维度理论分析框架,对多元主体的OPR策略选择进行探索分析,为把握OPR整体发展情况、OPR策略选择等提供参考。

关键词: 开放同行评议, 策略研究, 要素公开, 开放参与

Abstract: [Purpose/Significance] A comprehensive investigation on Open Peer Review(OPR)strategies is an essential basis for assessing the feasibility of OPR, selecting an OPR strategy, etc., which can provide insights into the overall development of OPR and references for formulating OPR pathways. [Design/Methodology] Based on the analysis of connotation and process of OPR, the concept of "openness" in OPR is deconstructed, and a theoretical analytical framework in dimensions of "element transparency" and "open participation" is proposed. Based on the literature review and expanded retrieval, an OPR strategy dataset covering five types of participants is established. Through text annotation and statistical analysis, the distribution of OPR element disclosure and participant modes is explored. [Findings/Conclusion]Although current landscape of OPR strategies exhibits a diverse and multidimensional development trend, most participants tend to adopt conservative strategies. The application of OPR strategies varies among different participants due to the differences in resource endowments, trade-off between the commercial and public pursuing, etc. It is recommended to optimize OPR application strategies by strengthening the formulation of policies and providing regulatory guidance, establishing transformation pathways aligning with the positioning of different participants, and exploring multi-agent collaborative mechanism. [Originality/Value] A comprehensive OPR strategy dataset covering diverse participants is constructed, along with a theoretical analytical framework in dimensions of "element transparency" and "open participation". An exploration of OPR strategies among different participants is conducted, providing insights into the overall development of OPR and serving as a reference for OPR strategy selection.

Keywords: Open Peer Review(OPR), Strategy analysis, Element transparency, Open participation